DGAP-PVR: flatexDEGIRO AG: published in accordance with Article 40 (1) WpHG for distribution throughout Europe

Notice of voting rights DGAP: flatexDEGIRO AG

flatexDEGIRO AG: Publication in accordance with § 40 (1) WpHG for distribution throughout Europe

03/10/2022 / 17:45
Issuance of a declaration of voting rights sent by the DGAP – a service of EQS Group AG.
The issuer/publisher is responsible for the content of the notification.


Declaration of voting rights

1. Issuer Information

Last name: flatexDEGIRO AG
Street number : Road ring 7
Postal code: 60327
Location: Frankfurt am Main
Germany
Legal Entity Identifier (LEI): 529900IRBZTADXJB6757

2. Reason for notification

Acquisition or sale of shares with voting rights
X Buy or sell tools
Evolution of the total number of voting rights
X Another reason:
Voluntary group notification with sublevel overflow

3. Sender Information

Legal entity: Morgan Stanley
Headquarters, country: Wilmington, Delaware, USA

4. Names of shareholders

With 3% or more of the voting rights, if different from 3.

5. The date of threshold crossing:

6. Total number of voting shares

Percentage of voting rights
(Total 7.a.)
Sharing tools
(Total 7.b.1. + 7.b.2.)
Total number of posts
(Total 7.a. + 7.b.)
Total number of voting rights according to § 41 WpHG
New 0.48% 11.41% 11.89% 109792548
the last post 0.46% 11.20% 11.67% /

7. Details of ownership of voting rights

a. Voting rights (§§ 33, 34 WpHG)

inside at all at %
directly
(§ 33 WpHG)
assigned
(§ 34 WpHG)
directly
(§ 33 WpHG)
assigned
(§ 34 WpHG)
EN000FTG1111 528845 0.00% 0.48%
Total 528845 0.48%

B 1. Tools within the meaning of § 38 (1) No. 1 WpHG

Device type Maturity/Expiry Exercise period/duration Absolute right to vote Voting rights in percentage
Reconversion of the right of borrowed shares At what time At what time 1919278 1.75%
Total 1919278 1.75%

B 2. Tools within the meaning of § 38 (1) No. 2 WpHG

Device type Maturity/Expiry Exercise period/duration cash settlement or physical settlement Absolute right to vote Voting rights in percentage
share exchange From 08/12/2022 to 23/03/2023 At what time ribbon 1222727 1.11%
stock option From 04/03/2022 to 23/09/2022 At what time physically 9383880 8.55%
stock put option* From 04/03/2022 to 23/09/2022 At what time physically 9383880 8.55%
Total 10606607 9.66%

8. Notifier Information

The notifying party (3.) is not subject to control and the notifying party does not control other companies which hold the voting rights of the issuer (1.) or to which the voting rights of the issuer are assigned.
X The entire chain of subsidiaries begins with the person or entity that ultimately controls:
business % voting rights if 3% or more Tools in % if 5% or more Total in % if 5% or more
Morgan Stanley % % %
Morgan Stanley Capital Management, LLC % % %
Morgan Stanley Dominic Holdings, Inc. % % %
Morgan Stanley & Company LLC % % %
% % %
Morgan Stanley % % %
Morgan Stanley International Holdings Inc. % % %
Morgan Stanley International Limited % % %
Morgan Stanley Investments (UK) % % %
Morgan Stanley & Co. International % 9.88% 9.99%
% % %
Morgan Stanley % % %
Morgan Stanley Capital Management, LLC % % %
Morgan Stanley Dominic Holdings, Inc. % % %
Morgan Stanley & Company LLC % % %
Prime Dealer Services Corp. % % %

9. In the case of a power of attorney pursuant to § 34 para. 3 WpHG

(Possible only if awarded in accordance with § 34 para. 1 sentence 1 no. 6 WpHG)

Date of the general meeting:
Total voting rights (6.) after the general meeting:

Percentage of voting rights Sharing tools Total number of posts
% % %

10- Other information:

With respect to section 7.b.2, stock options marked with * are not aggregated because they relate to white-collar transactions (buy and bid) where Morgan Stanley once held only 8.55% of the acquired voting rights in flatexDEGIRO AG (or received an equivalent amount in cash).

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03/10/2022 DGAP distribution services include legal reporting requirements, corporate news/financial news and press releases.
Media archive at http://www.dgap.de